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Access to Data Obtained by Security-Based Swap Data Repositories

SEC · final-rule · Published 2016-09-02 · Effective 2016-11-01 · 81 FR 60585

Document

Document number
2016-21137
Federal Register citation
81 FR 60585
CFR reference
17 CFR 240
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2016-09-02
Effective date
2016-11-01
Docket
Release No. 34-78716

Abstract

Pursuant to section 763(i) of Title VII ("Title VII") of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act"), the Securities and Exchange Commission ("Commission") is adopting amendments to rule 13n-4 under the Securities Exchange Act of 1934 ("Exchange Act") related to regulatory access to security-based swap data held by security-based swap data repositories. The rule amendments would implement the conditional Exchange Act requirement that security-based swap data repositories make data available to certain regulators and other authorities.

Source

Authoritative
Federal Register document
Machine
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