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Technical Amendments to Form ADV and Form ADV-W

SEC · final-rule · Published 2017-05-09 · Effective 2017-07-01 · 82 FR 21472

Document

Document number
2017-09331
Federal Register citation
82 FR 21472
CFR reference
17 CFR 279
Type
Rule
Action
Final rule; technical amendments.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2017-05-09
Effective date
2017-07-01
Docket
Release No. IA-4698

Abstract

The Securities and Exchange Commission (the "Commission" or "SEC") is making technical amendments to Form ADV under the Investment Advisers Act of 1940 ("Advisers Act") to reflect the enactment of a Wyoming state law regulating investment advisers. Form ADV is the form advisers use to register with the Commission and the state securities regulatory authorities. The Commission is also making similar amendments to Form ADV-W, the form advisers use to withdraw from registration with the Commission or the states.

Source

Authoritative
Federal Register document
Machine
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