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Covered Securities Pursuant to Section 18 of the Securities Act of 1933

SEC · final-rule · Published 2017-10-30 · Effective 2017-11-29 · 82 FR 50059

Document

Document number
2017-23507
Federal Register citation
82 FR 50059
CFR reference
17 CFR 230
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2017-10-30
Effective date
2017-11-29
Docket
Release No. 33-10428

Abstract

The Securities and Exchange Commission ("SEC" or "Commission") is adopting an amendment to Rule 146 under Section 18 of the Securities Act of 1933, as amended ("Securities Act"), to designate certain securities listed, or authorized for listing, on Investors Exchange LLC ("IEX" or "Exchange") as covered securities for purposes of Section 18(b) of the Securities Act. Covered securities under Section 18(b) of the Securities Act are exempt from state law registration requirements. The Commission also is amending Rule 146 to reflect name changes of certain exchanges referenced in the Rule.

Source

Authoritative
Federal Register document
Machine
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