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Investment Company Reporting Modernization

SEC · final-rule · Published 2017-12-14 · Effective 2018-01-16 · 82 FR 58731

Document

Document number
2017-26922
Federal Register citation
82 FR 58731
CFR reference
17 CFR 232
Type
Rule
Action
Temporary final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2017-12-14
Effective date
2018-01-16
Docket
Release Nos. 33-10442

Abstract

The Securities and Exchange Commission (the "Commission") is adopting a temporary final rule that requires funds in larger fund groups to maintain in their records the information that is required to be included in Form N-PORT, in lieu of filing reports with the Commission, until April 2019. As a result, larger funds groups will be required to begin submitting reports on Form N-PORT on the Electronic Data Gathering, Analysis, and Retrieval ("EDGAR") system by April 30, 2019, and smaller fund groups will be required to begin submitting reports on Form N-PORT by April 30, 2020. The information that funds in larger fund groups maintain in their records will be subject to examination by the Commission. In addition, the Commission is delaying the rescission of current Form N-Q and delaying the effectiveness of certain amendments to other rules and forms.

Source

Authoritative
Federal Register document
Machine
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