# Commission Statement on Certain Provisions of Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
> **US Securities and Exchange Commission** · Commission statement. · Published 2018-11-06 · Effective 2018-11-06 · 83 FR 55486
## Document
- **Document number:** 2018-24213
- **Category:** other
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 83 FR 55486
- **CFR reference:** 17 CFR 240
- **Publication date:** 2018-11-06
- **Effective date:** 2018-11-06
- **Docket:** Release No. 34-84511
## Abstract

The Commission is issuing a statement regarding certain provisions of its Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants. The statement sets forth the Commission's position, for five years after the compliance date for the security-based swap dealer and major security-based swap participant registration rules, that certain actions with respect to provisions of the Commission's business conduct standards will not provide a basis for a Commission enforcement action.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2018/11/06/2018-24213/commission-statement-on-certain-provisions-of-business-conduct-standards-for-security-based-swap)
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