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Regulation of NMS Stock Alternative Trading Systems

SEC · final-rule · Published 2018-11-13 · Effective 2018-11-13 · 83 FR 56257

Document

Document number
2018-24549
Federal Register citation
83 FR 56257
CFR reference
17 CFR 249
Type
Rule
Action
Final rule; technical correction.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2018-11-13
Effective date
2018-11-13
Docket
Release No. 34-84541

Abstract

This document makes technical corrections to a rule that was published in the Federal Register on August 7, 2018. The Commission adopted amendments to the regulatory requirements in Regulation ATS under the Securities Exchange Act of 1934 applicable to alternative trading systems ("ATSs") that trade National Market System ("NMS") stocks (hereinafter referred to as "NMS Stock ATSs"), which included, among other items, Form ATS-N. This document is being published to correct a citation contained in the adopted language of Part III, Item 15.a of Form ATS-N.

Source

Authoritative
Federal Register document
Machine
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