Commission Interpretation Regarding Standard of Conduct for Investment Advisers
SEC · other · Published 2019-07-12 · Effective 2019-07-12 · 84 FR 33669
Document
Document number
2019-12208
Federal Register citation
84 FR 33669
CFR reference
17 CFR 276
Type
Rule
Action
Interpretation.
Category
other
Agency
US Securities and Exchange Commission
Publication date
2019-07-12
Effective date
2019-07-12
Docket
Release No. IA-5248
Abstract
The Securities and Exchange Commission (the "SEC" or the "Commission") is publishing an interpretation of the standard of conduct for investment advisers under the Investment Advisers Act of 1940 (the "Advisers Act" or the "Act").