# Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers
> **US Securities and Exchange Commission** · Guidance. · Published 2019-09-10 · Effective 2019-09-10 · 84 FR 47420
## Document
- **Document number:** 2019-18342
- **Category:** guidance
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 84 FR 47420
- **CFR reference:** 17 CFR 271
- **Publication date:** 2019-09-10
- **Effective date:** 2019-09-10
- **Docket:** Release Nos. IA-5325
## Abstract

The Securities and Exchange Commission (the "SEC" or the "Commission") is publishing guidance regarding the proxy voting responsibilities of investment advisers under its regulations issued under the Investment Advisers Act of 1940 (the "Advisers Act"), and Form N-1A, Form N-2, Form N-3, and Form N-CSR under the Investment Company Act of 1940 (the "Investment Company Act").

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2019/09/10/2019-18342/commission-guidance-regarding-proxy-voting-responsibilities-of-investment-advisers)
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