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Commission Interpretation and Guidance Regarding the Applicability of the Proxy Rules to Proxy Voting Advice

SEC · guidance · Published 2019-09-10 · Effective 2019-09-10 · 84 FR 47416

Document

Document number: 2019-18355
Federal Register citation: 84 FR 47416
CFR reference: 17 CFR 241
Type: Rule
Action: Guidance and interpretation.
Category: guidance
Agency: US Securities and Exchange Commission
Publication date: 2019-09-10
Effective date: 2019-09-10
Docket: Release No. 34-86721

Abstract

The Securities and Exchange Commission (the "SEC" or the "Commission") is providing an interpretation and related guidance regarding the applicability of certain rules, which the Commission has promulgated under Section 14 of the Securities Exchange Act of 1934 (the "Exchange Act" and such rules the "federal proxy rules"), to proxy voting advice.

Source

Authoritative: Federal Register document
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