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Solicitations of Interest Prior to a Registered Public Offering

SEC · final-rule · Published 2019-10-04 · Effective 2019-12-03 · 84 FR 53011

Document

Document number
2019-21304
Federal Register citation
84 FR 53011
CFR reference
17 CFR 230
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2019-10-04
Effective date
2019-12-03
Docket
Release No. 33-10699, File No. S7-01-19

Abstract

We are adopting a new communications rule under the Securities Act of 1933 that permits issuers to engage in oral or written communications with certain potential investors, either prior to or following the filing of a registration statement, to determine whether such investors might have an interest in a contemplated registered securities offering.

Source

Authoritative
Federal Register document
Machine
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