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Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital and Segregation Requirements for Broker-Dealers; Correction

SEC · final-rule · Published 2019-10-15 · Effective 2019-10-21 · 84 FR 55055

Document

Document number
2019-22053
Federal Register citation
84 FR 55055
CFR reference
17 CFR 200
Type
Rule
Action
Final rule; correction.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2019-10-15
Effective date
2019-10-21
Docket
Release No. 34-86175A

Abstract

The Commission is correcting a final rule that appeared in the Federal Register on August 22, 2019. In the document, the Commission adopted capital and margin requirements for security-based swap dealers ("SBSDs") and major security-based swap participants ("MSBSPs"), segregation requirements for SBSDs, and notification requirements with respect to segregation for SBSDs and MSBSPs in accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act.

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown