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Cross-Border Application of Certain Security-Based Swap Requirements

SEC · final-rule · Published 2020-02-04 · Effective 2020-04-06 · 85 FR 6270

Document

Document number
2019-27760
Federal Register citation
85 FR 6270
CFR reference
17 CFR 201
Type
Rule
Action
Final rules; guidance.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2020-02-04
Effective date
2020-04-06
Docket
Release No. 34-87780

Abstract

The Securities and Exchange Commission ("SEC" or "Commission") is adopting rule amendments and providing guidance to address the cross-border application of certain security-based swap requirements under the Securities Exchange Act of 1934 ("Exchange Act") that were added by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"). The Commission also is issuing a statement regarding compliance with rules for security-based swap data repositories and Regulation SBSR.

Source

Authoritative
Federal Register document
Machine
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