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Supplement to Commission Guidance Regarding Proxy Voting Responsibilities of Investment Advisers

SEC · guidance · Published 2020-09-03 · Effective 2020-09-03 · 85 FR 55155

Document

Document number
2020-16338
Federal Register citation
85 FR 55155
CFR reference
17 CFR 276
Type
Rule
Action
Guidance.
Category
guidance
Agency
US Securities and Exchange Commission
Publication date
2020-09-03
Effective date
2020-09-03
Docket
Release No. IA-5547

Abstract

The Securities and Exchange Commission ("Commission") is publishing supplementary guidance regarding the proxy voting responsibilities of investment advisers under its regulations issued under the Investment Advisers Act of 1940 (the "Advisers Act") in light of the Commission's amendments to the rules governing proxy solicitations under the Securities Exchange Act of 1934 (the "Exchange Act").

Source

Authoritative
Federal Register document
Machine
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