← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act

FDIC · final-rule · Published 2020-08-31 · Effective 2020-10-30 · 85 FR 53645

Document

Document number
2020-16468
Federal Register citation
85 FR 53645
CFR reference
12 CFR 380
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Federal Deposit Insurance Corporation
Publication date
2020-08-31
Effective date
2020-10-30
Docket
Release No. 34-89394

Abstract

The Agencies, in accordance with section 205(h) of the Dodd- Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"), are jointly adopting a final rule to implement provisions applicable to the orderly liquidation of covered brokers and dealers under Title II of the Dodd-Frank Act ("Title II").

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown