Order Designating Certain Professional Licenses as Qualifying Natural Persons for Accredited Investor Status
SEC · other · Published 2020-10-09 · Effective 2020-12-08 · 85 FR 64234
Document
Document number
2020-19188
Federal Register citation
85 FR 64234
CFR reference
17 CFR 230
Type
Rule
Action
Order.
Category
other
Agency
US Securities and Exchange Commission
Publication date
2020-10-09
Effective date
2020-12-08
Docket
Release No. 33-10823
Abstract
The Commission is issuing an order designating the General Securities Representative license (Series 7), the Private Securities Offerings Representative license (Series 82), and the Investment Adviser Representative license (Series 65) as qualifying natural persons for accredited investor status.