# Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction
> **US Securities and Exchange Commission** · Final rule; correcting amendment. · Published 2021-06-11 · Effective 2021-06-11 · 86 FR 31115
## Document
- **Document number:** 2021-11572
- **Category:** final-rule
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 86 FR 31115
- **CFR reference:** 17 CFR 200
- **Publication date:** 2021-06-11
- **Effective date:** 2021-06-11
- **Docket:** Release No. 34-87005B
## Abstract

On September 19, 2019, the Securities and Exchange Commission (the ``Commission'') adopted recordkeeping, reporting, and notification requirements applicable to security-based swap dealers and major security-based swap participants, securities count requirements applicable to certain security-based swap dealers, and additional recordkeeping requirements applicable to broker-dealers to account for their security-based swap and swap activities. Release 34-87005 (Sept. 19, 2019) was published in the Federal Register on Dec. 16, 2019 ( ). This document corrects certain technical inaccuracies in that release.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2021/06/11/2021-11572/recordkeeping-and-reporting-requirements-for-security-based-swap-dealers-major-security-based-swap)
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