Procedures for the Commission's Use of Certain Authorities Under Rule 21F-3(b)(3) and Rule 21F-6 of the Securities Exchange Act of 1934
SEC · other · Published 2021-08-13 · Effective 2021-08-13 · 86 FR 44604
Document
Document number
2021-17019
Federal Register citation
86 FR 44604
CFR reference
17 CFR 241
Type
Rule
Action
Policy statement.
Category
other
Agency
US Securities and Exchange Commission
Publication date
2021-08-13
Effective date
2021-08-13
Docket
Release No. 34-92565
Abstract
The Securities and Exchange Commission ("Commission" or "SEC") is issuing this statement to clarify how the SEC will proceed when addressing certain issues under Exchange Act Rule 21F-3(b)(3) and Exchange Act Rule 21F-6 while the staff is preparing and the Commission is considering potential amendments to those rules ("Interim Policy- Review Period"). These procedures will remain in effect until withdrawn by the Commission.