# Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction
> **US Securities and Exchange Commission** · Correcting amendment. · Published 2022-02-11 · Effective 2022-02-11 · 87 FR 7934
## Document
- **Document number:** 2022-02552
- **Category:** other
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 87 FR 7934
- **CFR reference:** 17 CFR 249
- **Publication date:** 2022-02-11
- **Effective date:** 2022-02-11
- **Docket:** Release No. 34-87005D
## Abstract

On September 19, 2019, the Securities and Exchange Commission (the "Commission") adopted recordkeeping, reporting, and notification requirements applicable to security-based swap dealers and major security-based swap participants, securities count requirements applicable to certain security-based swap dealers, and additional recordkeeping requirements applicable to broker-dealers to account for their security-based swap and swap activities. Release 34-87005 (Sept. 19, 2019) was published in the Federal Register on Dec. 16, 2019. This document corrects technical inaccuracies in that release.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2022/02/11/2022-02552/recordkeeping-and-reporting-requirements-for-security-based-swap-dealers-major-security-based-swap)
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