# Electronic Recordkeeping Requirements for Broker-Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants
> **US Securities and Exchange Commission** · Final rule. · Published 2022-11-03 · Effective 2023-01-03 · 87 FR 66412
## Document
- **Document number:** 2022-22670
- **Category:** final-rule
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 87 FR 66412
- **CFR reference:** 17 CFR 240
- **Publication date:** 2022-11-03
- **Effective date:** 2023-01-03
- **Docket:** Release No. 34-96034
## Abstract

The Securities and Exchange Commission ("Commission") is adopting amendments to the recordkeeping rules applicable to broker- dealers, security-based swap dealers, and major security-based swap participants. The amendments modify requirements regarding the maintenance and preservation of electronic records, the use of third- party recordkeeping services to hold records, and the prompt production of records. The Commission also is designating broker-dealer examining authorities as Commission designees for purposes of certain provisions of the broker-dealer record maintenance and preservation rule.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2022/11/03/2022-22670/electronic-recordkeeping-requirements-for-broker-dealers-security-based-swap-dealers-and-major)
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