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Shortening the Securities Transaction Settlement Cycle

SEC · final-rule · Published 2023-03-06 · Effective 2023-05-05 · 88 FR 13872

Document

Document number
2023-03566
Federal Register citation
88 FR 13872
CFR reference
17 CFR 232
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2023-03-06
Effective date
2023-05-05
Docket
Release Nos. 34-96930, IA-6239

Abstract

The Securities and Exchange Commission ("Commission") is adopting rule amendments to shorten the standard settlement cycle for most broker-dealer transactions from two business days after the trade date ("T+2") to one business day after the trade date ("T+1"). In addition, the Commission is adopting new rules related to the processing of institutional trades by broker-dealers and certain clearing agencies. The Commission is also amending certain recordkeeping requirements applicable to registered investment advisers.

Source

Authoritative
Federal Register document
Machine
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