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Form PF; Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers; Requirements for Large Private Equity Fund Adviser Reporting

SEC · final-rule · Published 2023-06-12 · Effective 2024-06-11 · 88 FR 38146

Document

Document number
2023-09775
Federal Register citation
88 FR 38146
CFR reference
17 CFR 275
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2023-06-12
Effective date
2024-06-11
Docket
Release No. IA-6297

Abstract

The Securities and Exchange Commission ("SEC" or "Commission") is adopting amendments to Form PF, the confidential reporting form for certain SEC-registered investment advisers to private funds to require event reporting upon the occurrence of key events. The amendments also require large private equity fund advisers to provide additional information to the SEC about the private equity funds they advise. The reporting requirements are designed to enhance the Financial Stability Oversight Council's ("FSOC") ability to monitor systemic risk as well as bolster the SEC's regulatory oversight of private fund advisers and investor protection efforts.

Source

Authoritative
Federal Register document
Machine
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