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Policy Statement Concerning Agency Referrals for Potential Criminal Enforcement

SEC · final-rule · Published 2025-06-20 · Effective 2025-06-20 · 90 FR 26203

Document

Document number: 2025-11332
Federal Register citation: 90 FR 26203
CFR reference: 17 CFR 202
Type: Rule
Action: Final rule; policy statement.
Category: final-rule
Agency: US Securities and Exchange Commission
Publication date: 2025-06-20
Effective date: 2025-06-20
Docket: Release 34-103277

Abstract

Pursuant to Executive Order 14294, the Securities and Exchange Commission ("Commission") is publishing this framework for staff consideration of whether to refer potential violations, including of criminal regulatory offenses, to the Department of Justice.

Source

Authoritative: Federal Register document
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