# Extension of Compliance Dates for Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report
> **US Securities and Exchange Commission** · Final rule; extension of compliance dates. · Published 2025-09-10 · Effective 2025-09-10 · 90 FR 43552
## Document
- **Document number:** 2025-17402
- **Category:** final-rule
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 90 FR 43552
- **CFR reference:** 17 CFR 202
- **Publication date:** 2025-09-10
- **Effective date:** 2025-09-10
- **Docket:** Release Nos. 33-11386
## Abstract

The Securities and Exchange Commission ("Commission") is extending by twelve months the compliance dates for certain of the rule amendments the Commission adopted on December 16, 2024, regarding the electronic submission of certain materials under the Securities Exchange Act of 1934 ("Exchange Act") and amendments to the FOCUS Report (Form X-17A-5), a periodic financial and operational report filed by broker-dealers and security-based swap dealers.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/2025/09/10/2025-17402/extension-of-compliance-dates-for-electronic-submission-of-certain-materials-under-the-securities)
---
*AI Analytics · CC0 1.0*