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Acceleration of Effectiveness of Registration Statements of Issuers With Certain Mandatory Arbitration Provisions

SEC · final-rule · Published 2025-09-19 · Effective 2025-09-19 · 90 FR 45125

Document

Document number
2025-18238
Federal Register citation
90 FR 45125
CFR reference
17 CFR 231
Type
Rule
Action
Final rule; Policy statement.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2025-09-19
Effective date
2025-09-19
Docket
Release No. 33-11389

Abstract

The Securities and Exchange Commission ("Commission") is issuing this statement to inform the public that the presence of a provision requiring arbitration of investor claims arising under the Federal securities laws will not impact decisions regarding whether to accelerate the effectiveness of a registration statement. Accordingly, when making such decisions, the staff will focus on the adequacy of the registration statement's disclosures, including disclosure regarding the arbitration provision.

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown