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Investment Company Names Form N-PORT Reporting; Extension of Compliance Date

SEC · final-rule · Published 2026-02-23 · Effective 2026-03-25 · 91 FR 8379

Document

Document number
2026-03459
Federal Register citation
91 FR 8379
CFR reference
17 CFR 270
Type
Rule
Action
Final rule; extension of compliance date.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2026-02-23
Effective date
2026-03-25
Docket
Release No. IC-35963

Abstract

The Securities and Exchange Commission (the "Commission") is extending the compliance date for the amendments to Form N-PORT that were adopted on September 20, 2023 and relate to the rule under the Investment Company Act of 1940 (the "Investment Company Act") that addresses certain broad categories of investment company names that are likely to mislead investors about an investment company's investments and risks. The compliance dates for those Form N-PORT amendments are extended to November 17, 2027, for fund groups with net assets of $10 billion or more as of the end of their most recent fiscal year; and to May 18, 2028, for fund groups with less than $10 billion in net assets as of the end of their most recent fiscal year.

Source

Authoritative
Federal Register document
Machine
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