← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Unlisted Trading Privileges

SEC · final-rule · Published 1995-04-28 · Effective 1995-04-21 · 60 FR 20891

Document

Document number
95-10487
Federal Register citation
60 FR 20891
CFR reference
17 CFR 240
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
1995-04-28
Effective date
1995-04-21
Docket
Release No. 34-35637

Abstract

The Commission is adopting new rules and amendments to existing rules concerning unlisted trading privileges (``UTP''). The rules would reduce the period that exchanges have to wait before extending UTP to any listed initial public offering, from the third trading day in the security to the second trading day in the security. The rules also would require exchanges to have rules and oversight mechanisms in place to ensure fair and orderly markets and the protection of investors with respect to UTP in any security.

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown