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Payment for Order Flow, Confirmation of Transactions

SEC · final-rule · Published 1995-03-17 · Effective 1994-11-02 · 60 FR 14366

Document

Document number: 95-6576
Federal Register citation: 60 FR 14366
CFR reference: 17 CFR 240
Type: Rule
Action: Final rule; change of effective date.
Category: final-rule
Agency: US Securities and Exchange Commission
Publication date: 1995-03-17
Effective date: 1994-11-02
Docket: Release No. 35473

Abstract

The Commission is postponing the effective date of Rule 11Ac1- 3 and certain amendments to Rule 10b-10 under the Securities Exchange Act of 1934 from April 3, 1995 to October 2, 1995 in order to facilitate the orderly implementation of the enhanced disclosure requirements relating to payment for order flow and non-SIPC membership by broker-dealers.

Source

Authoritative: Federal Register document
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