Final rule: Suspension of compliance date for Form BD amendments.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
1996-09-09
Effective date
1996-07-12
Docket
Release No. 34-37632
Abstract
The Securities and Exchange Commission is suspending the compliance date for recent amendments to Form BD, the uniform broker- dealer registration form under the Securities Exchange Act of 1934, as it applies to filings made by all registered broker-dealers and broker- dealer applicants.