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Delegation of Authority to the General Counsel

SEC · final-rule · Published 1996-11-05 · Effective 1996-11-05 · 61 FR 56891

Document

Document number
96-28386
Federal Register citation
61 FR 56891
CFR reference
17 CFR 200
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
1996-11-05
Effective date
1996-11-05
Docket
Release No. 34-37893

Abstract

The Securities and Exchange Commission is amending its rules to delegate authority to the General Counsel to refer matters and information concerning possible professional misconduct to state bar associations and other state professional boards or societies.

Source

Authoritative
Federal Register document
Machine
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