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Order Execution Obligations

SEC · final-rule · Published 1996-12-02 · Effective 1996-09-12 · 61 FR 63709

Document

Document number: 96-30527
Federal Register citation: 61 FR 63709
CFR reference: 17 CFR 240
Type: Rule
Action: Final Rule; Revised Compliance Dates.
Category: final-rule
Agency: US Securities and Exchange Commission
Publication date: 1996-12-02
Effective date: 1996-09-12
Docket: Release No. 34-37972

Abstract

The Securities and Exchange Commission is revising, for certain over-the-counter (``OTC'') securities, the compliance dates required by the recent adoption of Rule 11Ac1-4, the ``Display Rule,'' which generally requires OTC market makers and exchange specialists to display customer limit orders.

Source

Authoritative: Federal Register document
Machine: JSON-LD · Markdown