← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Rules Implementing Amendments to the Investment Advisers Act of 1940

SEC · final-rule · Published 1997-06-18 · Effective 1997-07-08 · 62 FR 33008

Document

Document number
97-15937
Federal Register citation
62 FR 33008
CFR reference
17 CFR 279
Type
Rule
Action
Final rules; correction.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
1997-06-18
Effective date
1997-07-08
Docket
Release No. IA-1633A, File No. S7-31-96

Abstract

The Commission is correcting Instruction 7(d) of Schedule I to Form ADV adopted under the Investment Advisers Act of 1940 (``Advisers Act''), which was published Thursday, May 22, 1997, (62 FR 28112).

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown