← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Registration Under the Securities Act of 1933 of Certain Investment Company Securities

SEC · final-rule · Published 1997-09-12 · Effective 1997-10-11 · 62 FR 47934

Document

Document number
97-24344
Federal Register citation
62 FR 47934
CFR reference
17 CFR 202
Type
Rule
Action
Final rules.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
1997-09-12
Effective date
1997-10-11
Docket
Release Nos. 33-7448, IC-22815

Abstract

The Commission is amending the rule and the form under the Investment Company Act of 1940 that prescribe the method by which certain investment companies calculate and pay registration fees under the Securities Act of 1933. The amendments implement the provisions of the National Securities Markets Improvement Act of 1996 that simplify the method of determining the amount of these fees.

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown