Update of Registration Form to Reflect Fee Rate Change for Registration of Certain Investment Company Securities
SEC · other · Published 1997-12-09 · Effective 1997-12-09 · 62 FR 64687
Document
Document number
97-31961
Federal Register citation
62 FR 64687
CFR reference
17 CFR 274
Type
Rule
Action
Amendments to form.
Category
other
Agency
US Securities and Exchange Commission
Publication date
1997-12-09
Effective date
1997-12-09
Docket
Release Nos. 33-7478
Abstract
The Securities and Exchange Commission (``Commission'') is updating the fee rate information in the instructions to the form under the Investment Company Act of 1940 that prescribes the method by which certain investment companies calculate and pay registration fees on securities they issue (the form was last published at 62 FR 47941 (Sept. 12, 1997)). On November 28, 1997, legislation was enacted that sets a new fee rate of $295 per $1,000,000 offered or sold (prorated for amounts less than $1,000,000). Registration fees under this new rate are calculated by multiplying the aggregate offering or sales amount by .000295. This amendment updates the reference to the current fee rate in the instructions to the form.