# Order Execution Obligations
> **US Securities and Exchange Commission** · Revised compliance dates; exemptive order. · Published 1997-02-12 · 62 FR 6468
## Document
- **Document number:** 97-3432
- **Category:** other
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 62 FR 6468
- **CFR reference:** 17 CFR 240
- **Publication date:** 1997-02-12
- **Docket:** Release No. 34-38246
## Abstract

The Securities and Exchange Commission is revising the compliance dates and is providing exemptive relief to responsible brokers and dealers, electronic communications networks, exchanges, and associations with respect to certain Nasdaq securities to be phased-in under Rule 11Ac1-4 (``Limit Order Display Rule'') and amendments to Rule 11Ac1-1 (``ECN Amendment'') (cumulatively ``Order Execution Rules'').

## Source
- [Federal Register document](https://www.federalregister.gov/documents/1997/02/12/97-3432/order-execution-obligations)
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