Final rule; revised effective date; revised compliance dates.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
1997-01-09
Effective date
1997-01-09
Docket
Release No. 34-38110
Abstract
The Securities and Exchange Commission is revising: (1) The effective date of Rule 11Ac1-4 (``Limit Order Display Rule'') and amendments to Rule 11Ac1-1 (``ECN Amendment'' to the ``Quote Rule'') from January 10 to January 13, 1997; (2) the effective date of the amendment to subsection (a)(25)(ii) of the Quote Rule (``Subject Security Definition'') to April 10, 1997; and (3) the compliance dates of the ECN Amendment with respect to most over-the-counter (``OTC'') securities.