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Delegation of Authority to Director of Division of Market Regulation

SEC · final-rule · Published 1997-01-10 · Effective 1997-01-02 · 62 FR 1384

Document

Document number
97-620
Federal Register citation
62 FR 1384
CFR reference
17 CFR 200
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
1997-01-10
Effective date
1997-01-02
Docket
Release No. 34-38111

Abstract

The Commission is amending its rules to delegate authority to the Director of the Division of Market Regulation to provide exemptive relief pursuant to the recently adopted Limit Order Display Rule (Rule 11Ac1- 4(d)), and to delegate authority to delay the effective dates or compliance dates for any aspect of the implementation or operation of the Limit Order Display Rule or the recent amendments to the Quote Rule (Rule 11Ac1-1). This delegation will help to expedite and enhance the orderly implementation of the recently adopted Limited Order Display Rule and the amendments to the Quote Rule.

Source

Authoritative
Federal Register document
Machine
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