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Order Execution Obligations

SEC · final-rule · Published 1997-01-10 · 62 FR 1385

Document

Document number
97-823
Federal Register citation
62 FR 1385
CFR reference
17 CFR 240
Type
Rule
Action
Final rule; Revised Effective Date; Revised Compliance Dates.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
1997-01-10
Docket
Release No. 34-38139

Abstract

The Securities and Exchange Commission is delaying the effective date and compliance dates for Rule 11Ac1-4 (``Limit Order Display Rule'') and amendments to Rule 11Ac1-1 (``ECN Amendment'') (cumulatively ``Order Execution Rules'').

Source

Authoritative
Federal Register document
Machine
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