# Exemption for Investment Advisers Operating in Multiple States; Revisions to Rules Implementing Amendments to the Investment Advisers Act of 1940; Investment Advisers With Principal Offices and Places of Business in Colorado or Iowa
> **US Securities and Exchange Commission** · Final rules. · Published 1998-07-24 · 63 FR 39708
## Document
- **Document number:** 98-19750
- **Category:** final-rule
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 63 FR 39708
- **CFR reference:** 17 CFR 275
- **Publication date:** 1998-07-24
- **Docket:** Release No. IA-1733, File No. S7-28-97
## Abstract

The Commission is adopting rule amendments under the Investment Advisers Act of 1940 to exempt multi-state investment advisers from the prohibition on Commission registration and to revise the definition of the term ``investment adviser representative.'' The Commission also is adopting amendments to Schedule I to Form ADV to reflect the enactment of investment adviser statutes in Colorado and Iowa. The rule amendments refine rules implementing the Investment Advisers Supervision Coordination Act.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/1998/07/24/98-19750/exemption-for-investment-advisers-operating-in-multiple-states-revisions-to-rules-implementing)
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