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Investment Adviser Year 2000 Reports

SEC · final-rule · Published 1998-10-08 · Effective 1998-11-13 · 63 FR 54308

Document

Document number: 98-26863
Federal Register citation: 63 FR 54308
CFR reference: 17 CFR 275
Type: Rule
Action: Final rule.
Category: final-rule
Agency: US Securities and Exchange Commission
Publication date: 1998-10-08
Effective date: 1998-11-13
Docket: Release No. IA-1769

Abstract

The Commission is adopting a new rule and form under the Investment Advisers Act of 1940 that requires most registered investment advisers to file with the Commission reports regarding their plans for addressing the Year 2000 computer problem. The reports will provide the Commission and investors with information regarding advisers' plans to address the Year 2000 problem.

Source

Authoritative: Federal Register document
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