Amendment to Rule Filing Requirements for Self-Regulatory Organizations Regarding New Derivative Securities Products
SEC · final-rule · Published 1998-12-22 · 63 FR 70952
Document
Document number
98-33300
Federal Register citation
63 FR 70952
CFR reference
17 CFR 240
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
1998-12-22
Docket
Release No. 34-40761
Abstract
The Securities and Exchange Commission is adopting an amendment to Rule 19b-4 under the Securities Exchange Act of 1934. The amendment permits self-regulatory organizations to list and trade new derivative securities products pursuant to existing self-regulatory organization trading rules, procedures, surveillance programs and listing standards without submitting a proposed rule change pursuant to section 19(b).