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Commission Procedures for Filing Applications for Orders for Exemptive Relief Pursuant to Section 36 of the Exchange Act

SEC · final-rule · Published 1998-02-18 · Effective 1998-02-18 · 63 FR 8101

Document

Document number
98-3931
Federal Register citation
63 FR 8101
CFR reference
17 CFR 240
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
1998-02-18
Effective date
1998-02-18
Docket
Rel. No. 34-39624

Abstract

The Securities and Exchange Commission is amending its Rules of General Application to set forth procedures to be followed by the Divisions of Market Regulation and Corporation Finance in assessing and processing applications for exemptive relief pursuant to Section 36 of the Securities Exchange Act of 1934. Section 36 requires the Commission to determine the procedures under which an exemptive order under that section may be granted.

Source

Authoritative
Federal Register document
Machine
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