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Delegation of Authority to the Director of the Division of Market Regulation

SEC · final-rule · Published 1998-02-18 · Effective 1998-02-18 · 63 FR 8100

Document

Document number
98-3932
Federal Register citation
63 FR 8100
CFR reference
17 CFR 200
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
1998-02-18
Effective date
1998-02-18
Docket
Rel. No. 34-39627

Abstract

The Securities and Exchange Commission is amending its Rules of Practice to delegate its authority to the Director of the Division of Market Regulation to grant or deny exemptions from Section 11(d)(1) of the Securities Exchange Act of 1934 pursuant to Section 36 of the Exchange Act. The delegation of authority is intended to conserve Commission resources by permitting the staff to review and act on exemptive applications under Section 36 when appropriate.

Source

Authoritative
Federal Register document
Machine
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