Regulation of Alternative Trading Systems; Technical Amendment
SEC · final-rule · Published 1999-04-21 · 64 FR 19450
Document
Document number
99-10008
Federal Register citation
64 FR 19450
CFR reference
17 CFR 202
Type
Rule
Action
Final rule; technical amendment and revised compliance date.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
1999-04-21
Docket
Release No. 34-41297
Abstract
The Securities and Exchange Commission is modifying the compliance dates for Rule 301(b)(3) and making a technical change to Rule 202.3. These and other rules and rule amendments relate to the regulation of alternative trading systems and exchanges and were published on December 22, 1998 (63 FR 70844). The effective date for the other rules and amendments published in 63 FR 70844 remains April 21, 1999, except for the effective date for Secs. 242.301(b)(5)(i)(D) and (E) and Secs. 242.301(b)(6)(i)(D) and (E), which remains April 1, 2000.