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Technical Changes to Schedule I to Form ADV

SEC · final-rule · Published 1999-01-13 · Effective 1999-01-07 · 64 FR 2120

Document

Document number
99-738
Federal Register citation
64 FR 2120
CFR reference
17 CFR 279
Type
Rule
Action
Final rule; technical changes to a form.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
1999-01-13
Effective date
1999-01-07
Docket
Release No. IA-1733A

Abstract

The Commission is making technical changes to Schedule I to Form ADV, referenced in 17 CFR 279.1. Schedule I is the form on which investment advisers declare their eligibility for Commission registration. Schedule I to Form ADV was published Thursday, May 22, 1997 (62 FR 28112), under the Investment Advisers Act of 1940. Amendments to Schedule I to Form ADV were published Friday, July 24, 1998 (63 FR 39708), under the Advisers Act.

Source

Authoritative
Federal Register document
Machine
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