# Technical Amendments Under the Investment Advisers Act of 1940
> **US Securities and Exchange Commission** · Corrections to final regulations. · Published 1999-01-15 · Effective 1999-01-15 · 64 FR 2566
## Document
- **Document number:** 99-920
- **Category:** other
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 64 FR 2566
- **CFR reference:** 17 CFR 275
- **Publication date:** 1999-01-15
- **Effective date:** 1999-01-15
- **Docket:** Release No. IA-1780
## Abstract

The Commission is making technical corrections to rules 204-1 and 202(a)(1)-1 under the Investment Advisers Act of 1940 (``Advisers Act''). Rule 204-1 was published Thursday, May 22, 1997 (62 FR 28112), under the Investment Advisers Act of 1940 (``Advisers Act''). Rule 204- 1 relates to the investment adviser application for registration with the Commission. Rule 202(a)(1)-1 was published on Wednesday, September 17, 1986 (51 FR 32906), under the Advisers Act. Rule 202(a)(1)-1 relates to certain transactions not deemed ``assignments'' for purposes of section 205 of the Advisers Act.

## Source
- [Federal Register document](https://www.federalregister.gov/documents/1999/01/15/99-920/technical-amendments-under-the-investment-advisers-act-of-1940)
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