# Security-Based Swap Transactions Connected With a Non-U.S. Person's Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent; Security-Based Swap Dealer De Minimis Exception
> **US Securities and Exchange Commission** · Rule · Published 2016-03-11 · 81 FR 12821
## Document
- **Document number:** C1-2016-03178
- **Category:** other
- **Agency:** US Securities and Exchange Commission
- **Federal Register citation:** 81 FR 12821
- **CFR reference:** 17 CFR 240
- **Publication date:** 2016-03-11
- **Docket:** Release No. 34-77104
## Source
- [Federal Register document](https://www.federalregister.gov/documents/2016/03/11/C1-2016-03178/security-based-swap-transactions-connected-with-a-non-us-persons-dealing-activity-that-are-arranged)
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