← Independent regulator rules (SEC/Fed/FDIC/SBA/FTC/NCUA/CPSC/FHFA/EEOC/NLRB)

Delegation of Authority to Chief Administrative Law Judge

SEC · final-rule · Published 2006-12-08 · 71 FR 71037

Document

Document number
E6-20884
Federal Register citation
71 FR 71037
CFR reference
17 CFR 200
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2006-12-08
Docket
Release No. 34-54867

Abstract

The Securities and Exchange Commission ("Commission") is amending its rules to delegate authority to the Chief Administrative Law Judge to issue orders to discontinue administrative proceedings as to a particular respondent who has died or cannot be found, or because of a mistake in the identity of a respondent named in the order for proceedings. The delegation is intended to conserve Commission resources, as well as expedite disposition of administrative proceedings.

Source

Authoritative
Federal Register document
Machine
JSON-LD · Markdown