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Short Selling in Connection With a Public Offering

SEC · final-rule · Published 2007-08-10 · Effective 2007-10-09 · 72 FR 45094

Document

Document number
E7-15608
Federal Register citation
72 FR 45094
CFR reference
17 CFR 242
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2007-08-10
Effective date
2007-10-09
Docket
Release No. 34-56206

Abstract

The Securities and Exchange Commission ("Commission") is adopting amendments to Regulation M to further safeguard the integrity of the capital raising process and protect issuers from manipulative activity that can reduce issuer's offering proceeds and dilute security holder value. The amendments eliminate the covering element of the former rule.

Source

Authoritative
Federal Register document
Machine
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