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Covered Securities Pursuant to Section 18 of the Securities Act of 1933

SEC · final-rule · Published 2007-04-24 · Effective 2007-05-24 · 72 FR 20410

Document

Document number
E7-7713
Federal Register citation
72 FR 20410
CFR reference
17 CFR 230
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2007-04-24
Effective date
2007-05-24
Docket
Release No. 33-8791

Abstract

The Securities and Exchange Commission ("SEC" or "Commission") is adopting an amendment to a rule under Section 18 of the Securities Act of 1933 ("Securities Act") to designate securities listed, or authorized for listing, on the Nasdaq Capital Market tier of The NASDAQ Stock Market LLC ("Nasdaq") as covered securities for purposes of Section 18 of the Securities Act. Covered securities under Section 18 of the Securities Act are exempt from State law registration requirements. The Commission also is making a correction to the rule text to conform it to the language of Section 18 of the Securities Act.

Source

Authoritative
Federal Register document
Machine
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