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Proposed Rule Changes of Self-Regulatory Organizations

SEC · final-rule · Published 2008-03-27 · Effective 2008-04-28 · 73 FR 16179

Document

Document number
E8-5998
Federal Register citation
73 FR 16179
CFR reference
17 CFR 240
Type
Rule
Action
Final rule.
Category
final-rule
Agency
US Securities and Exchange Commission
Publication date
2008-03-27
Effective date
2008-04-28
Docket
Release No. 34-57526

Abstract

The Securities and Exchange Commission ("Commission") is adopting rule amendments to require Self-Regulatory Organizations ("SROs") that submit proposed rule changes pursuant to Section 19(b)(7)(A) of the Securities Exchange Act of 1934 ("Act") to file these rule changes electronically. In addition, the Commission is adopting rule amendments to require SROs to post all such proposed rule changes on their Web sites. Together, the amendments are designed to expand the electronic filing by SROs of proposed rule changes, making it more efficient and cost effective, and to harmonize the process of filings made under Section 19(b)(7)(A) with that for filings made by SROs under Section 19(b)(1) of the Act.

Source

Authoritative
Federal Register document
Machine
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